The FCA aims to implement compliance and make sure that firms are adhering to the rules and laws set forth from the FCA handbook. In extraordinary conditions, the FCA might take emergency action and forestall brokers from opening new trades for customers, or suspend (or perhaps revoke) a broker’s license if there happen to be sizeable compliance
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The FCA aims to enforce compliance and be certain that firms are subsequent The principles and regulations set forth within the FCA handbook. In remarkable circumstances, the FCA might take emergency action and forestall brokers from opening new trades for patrons, or suspend (or simply revoke) a broker’s license if there are significant complian
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